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Patient Safety Indicator-12 Rarely Identifies Problems with Quality of Care in Perioperative Venous Thromboembolism

Journal of Hospital Medicine 15(2). 2020 February;75-81. Published online first November 20, 2019 | 10.12788/jhm.3298
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BACKGROUND: Patient safety indicators (PSI) were developed for hospitals to screen for healthcare-associated adverse events. PSIs are believed to be preventable and have become a part of major pay-for-performance programs. PSI-12 captures perioperative venous thromboembolism (VTE), which contributes to morbidity and mortality of hospitalized patients. We aimed to evaluate PSI-12 events at our institution to identify areas for improvement of perioperative VTE prevention.
METHODS: We identified PSI-12 events from June 2015 to June 2017 using the Agency for Healthcare Research and Quality software version 5. Events were reviewed using our electronic medical record to identify further details of each event.
RESULTS: A total of 154 perioperative VTE cases were analyzed in the 2-year period. Pulmonary embolism (PE) occurred in 62.9% of cases, deep venous thrombosis (DVT) in 24%, and concurrent DVT/PE in 12.9%. The mean age of patients was 56 years old. Deficiencies in guideline-appropriate prophylaxis were identified in only 17 (11%) of cases. Unfractionated heparin was used in 61 cases, enoxaparin in 31 cases, and nine events occurred on therapeutic anticoagulation. Mechanical prophylaxis was used in 51 cases because of bleeding risk, thrombocytopenia, and/or liver associated coagulopathy. Four events occurred prior to the index procedure, with another eight cases occurring intraoperatively, or on the day of the procedure.
CONCLUSIONS: PSI-12 has several limitations in identifying quality of care issues in perioperative VTE. While it may be useful as a screening tool, further research for improvements are needed if it will remain one of the key measures in pay-for-performance.

© 2019 Society of Hospital Medicine

Perioperative venous thromboembolism (VTE) is a major contributor to the morbidity and mortality of hospitalized patients. The historical incidence of postoperative VTE varied between 15%-80% depending on the type of procedure and monitoring strategies. Higher incidences of VTE occurred with major surgery (15%-40%), knee or hip arthroplasty (40%-60%), and trauma (60%-80%).1 The use of VTE prophylaxis with subcutaneous heparin reduced DVTs by 70% and PEs by 50%.2 A recent study from Olmstead County showed improved adherence to inpatient VTE prophylaxis from 2005 to 2010 but no difference in VTE incidence. However, 52% of VTE events were associated with hospitalization.3 As such, VTE continues to be a healthcare-associated adverse event, and surgery remains a significant risk factor for thrombosis.4

The Agency for Healthcare Research and Quality (AHRQ) released Patient Safety Indicators (PSI) in 2003 to provide a means of screening for adverse events.5 Over time, PSIs have been adopted as a measure of hospital performance and are utilized in several pay-for-performance programs. PSI-90 is a composite measure of several other PSIs and is a core metric in the Centers for Medicare and Medicaid Services (CMS) Hospital-Acquired Condition Reduction Program and the Hospital Value-Based Purchasing Program which impacts up to 2% of a hospital’s Medicare payments.6,7 One component of PSI-90 is PSI-12, which captures perioperative VTE. PSI-12 events are identified using software that screens medical records based on International Classification of Diseases (ICD)-9/10 codes for thrombosis and procedure codes at time of discharge.8

Over the last several years, there has been concern regarding the validity of including PSI-12 in pay-for-performance metrics. Common areas for concern include PSI-12’s accuracy in detecting true postoperative VTE9 in addition to surveillance bias.10,11 However, some note that PSI-12 is useful when applied with its original intent: as a screening tool for hospitals to identify specific areas to implement improvements.9,12The aim of our study was to review all PSI-12 events at our institution to evaluate the accuracy of PSI-12 and identify areas for improvement to prevent VTE events in surgical patients. While several other studies have looked at the positive predictive values, accuracy, or surveillance bias of PSI-12, to the best of our knowledge, few, if any, previous studies have reported PSI-12 events in relation to their timing, type of prophylaxis used, and mitigating factors to identify areas for quality improvement.

METHODS

PSI-12 events were identified between June 2015 and June 2017 using AHRQ software (version 5). Cases were also identified through Vizient and reviewed to ensure congruence between the methods. Patients’ electronic medical records were reviewed for patient demographics, type of VTE event, platelet count at VTE diagnosis, procedure type, and both the timing and type of VTE prophylaxis. Summary statistics were calculated.